John Schmick is a registered investment advisor, based in Edmonds, WA, with 19 years of industry experience.
Location
100 2nd Ave S, Ste 320, Edmonds, WA, 98020
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2018Other Business ActivitiesSells Insurance
John owns John Schmick Insurance Agency, an insurance agency affiliated with State Farm, where he services customers and supervises employees, dedicating about half of his time. He is also a director for the Cascade Symphony Orchestra, a community-based orchestra, spending minimal time on this activity.
Employment History
Current Registrations
State Farm Investment Management CORP.
June 2022 - Present · 4 yrs 3 mos
State Farm Vp Management CORP.
June 2022 - Present · 4 yrs 3 mos
State Farm Vp Management CORP.Broker
June 2022 - Present · 4 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
January 2020 - October 2021 · 1 yr 9 mos
MML Investors Services, LLCBroker
August 2019 - October 2021 · 2 yrs 2 mos
Prudential Financial Planning Services
January 2018 - June 2019 · 1 yr 5 mos
Pruco Securities, LLC.Broker
January 2018 - June 2019 · 1 yr 5 mos
Efficient Advisors
November 2016 - March 2017 · 4 mos
Fiduciary Advisors, LLC
November 2016 - March 2017 · 4 mos
Fiduciary Advisors, LLCBroker
November 2016 - March 2017 · 4 mos
Tsc Distributors, LLCBroker
September 2015 - September 2016 · 1 yr
Rp Capital LLCBroker
August 2014 - May 2015 · 9 mos
Genesis Capital LLC
April 2014 - May 2015 · 1 yr 1 mo
Sca
April 2014 - May 2015 · 1 yr 1 mo
Monea Investments, LLC
October 2013 - March 2014 · 5 mos
Loring Ward Securities INC.Broker
July 2011 - December 2011 · 5 mos
Lwi Financial INC.
May 2011 - December 2011 · 7 mos
Triad Wealth Stewardship, LLC
June 2010 - April 2011 · 10 mos
Russell Investments
December 2007 - December 2008 · 1 yr
Russell Financial Services, INC., Part of Russell InvestmentsBroker
February 2001 - December 2008 · 7 yrs 10 mos
State Registrations2 states
ORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.