JB
CFP
JB
CFP

Johnny Babb

27 Years of Experience
Spartanburg, SC
Broker

Johnny Babb is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Spartanburg, SC, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

293 S Pine St, Spartanburg, SC, 29302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Johnny serves as power of attorney for his mother and is a 70% owner of both 1670 Wealth Management, LLC (full-time) and Redbud Minus Two LLC (a few hours per week). He is also an investment committee member for the Mary Black Foundation (minimal time).

Employment History
Current Registrations
Wells Fargo Advisors
January 2023 - Present · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2002 - January 2023 · 20 yrs 7 mos
Wells Fargo Clearing Services, LLC
June 2002 - January 2023 · 20 yrs 7 mos
Wachovia Securities, INC.Broker
June 2002 - June 2002 · 0 mos
Wachovia Securities, INC.Broker
February 2000 - June 2002 · 2 yrs 4 mos
Wachovia Brokerage ServiceBroker
November 1998 - February 2000 · 1 yr 3 mos
State Registrations13 states
ARCACTGAHIMDNCOHORSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.