Annette Quigley is a registered investment advisor at LPL Enterprise, LLC, based in Cockeysville, MD, with 27 years of industry experience. Annette operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
303 International Cir, Ste 105, Cockeysville, MD, 21030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Annette is a business owner of Strategic Wealth Advisors LLC, created for payroll purposes for a shared sales assistant, dedicating minimal time. She also owns rental real estate and operates Frame Wealth Partners as a DBA for her LPL business, spending a few hours per week on this.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
LPL Financial LLCBroker
LPL Financial LLC
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Essex National Securities, INC.
Essex National Securities, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.