DM
DM

Denise Mersinger

26 Years of Experience
Hunt Valley, MD
2 DisclosuresBroker

Denise Mersinger is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Hunt Valley, MD, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

11333 Mccormick Rd, Hunt Valley, MD, 21031

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Settled
Customer Dispute
February 2010
Settled
Other Business Activities

Denise is the Vice President for a local chapter of BNI Maryland, a business networking group, dedicating a few hours per week. She also serves as an advisory board member for the National Academy Foundation, spending minimal time per month.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2002 - Present · 24 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2002 - Present · 24 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - Present · 24 yrs 3 mos
Previous Registrations
Banc of America Investment Services, INC.Broker
November 2000 - November 2001 · 1 yr
Banc of America Investment Services, INC.Broker
October 1998 - August 2000 · 1 yr 10 mos
State Registrations23 states
AZCACODCDEFLGALAMAMDMEMONCNJNVNYPARISCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.