Robert Rowe is a registered investment advisor, based in Desert Hot Springs, CA, with 25 years of industry experience.
Location
Desert Hot Springs, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert serves as a planning commissioner for the City of Desert Hot Springs, CA, since January 2023. This role involves reviewing planning and development matters and requires minimal time.
Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Bb&t Securities, LLC
September 2015 - February 2021 · 5 yrs 5 mos
Bb&t Securities, LLCBroker
May 2015 - February 2021 · 5 yrs 9 mos
Suntrust Investment Services, INC.Broker
September 2012 - May 2015 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
July 2011 - September 2012 · 1 yr 2 mos
Key Investment Services LLCBroker
September 2009 - May 2010 · 8 mos
Banc of America Investment Services, INC.Broker
October 1998 - January 2009 · 10 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.