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ER
ChFC
ER
ChFC

Elvis Rodriguez

Sky Alpha Asset Advisors
27 Years of Experience
Boca Raton, FL
2 DisclosuresMay Earn CommissionSells Insurance
View SEC Summary
View SEC Summary

Elvis Rodriguez is a ChFC-designated registered investment advisor at Sky Alpha Asset Advisors, based in Boca Raton, FL, with 27 years of industry experience. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 3 more. Their firm serves 318 clients with $220M in assets under management.

Sky Alpha Asset Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
318 clients
Average Client Portfolio
$679K average
Assets Under Management
$216.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual portfolio management fee ranges up to 2.0% depending on individual circumstances and is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7284 W Palmetto Pk Rd, Suite 108, Boca Raton, FL, 33433

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Settled
Criminal
May 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Elvis is the president of Sandryel Financial Holdings, though this is strictly for tax purposes and requires minimal time. He is also an insurance agent for a fixed insurance business since 2017.

Employment History
Current Registrations
Sky Alpha Asset Advisors
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Newbridge Financial Services Group, INC.
January 2015 - June 2023 · 8 yrs 5 mos
Newbridge Securities CorporationBroker
December 2014 - June 2023 · 8 yrs 6 mos
International Assets Investment Management, LLC
June 2013 - January 2015 · 1 yr 7 mos
Cbg Wealth Management
March 2013 - July 2013 · 4 mos
Iaa Financial LLCBroker
September 2009 - January 2015 · 5 yrs 4 mos
Gunnallen Financial, INCBroker
February 2004 - October 2009 · 5 yrs 8 mos
Continental Broker-Dealer CORP.Broker
November 1998 - January 2004 · 5 yrs 2 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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