UK
UK
Ulrich Koenig
27 Years of Experience
Greenwood, IN
1 DisclosureBroker
Ulrich Koenig is a registered investment advisor at Raymond James & Associates, INC., based in Greenwood, IN, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1530 American Way, Suite 230, Greenwood, IN, 46143
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2001Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2009 - Present · 17 yrs
Raymond James & Associates, INC.Broker
May 2009 - Present · 17 yrs
Raymond James & Associates, INC.
May 2009 - Present · 17 yrs
Previous Registrations
Citigroup Global Markets INC.
March 1999 - May 2009 · 10 yrs 2 mos
Citigroup Global Markets INC.Broker
October 1998 - May 2009 · 10 yrs 7 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.