Joseph Ciocca
Joseph Ciocca is a registered investment advisor at Cetera Investment Advisers LLC, based in N Marshfield, MA, with 25 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
N Marshfield, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is a board member and VP for the Harbor Lakes condo association since February 2025. He dedicates a few hours per week to board member activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Cetera Wealth Services, LLC
Cetera Financial Specialists LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Cetera Financial Specialists LLC
Previous Registrations
Girard Securities, INC.Broker
Vsr Financial Services, INC.Broker
Summit Brokerage Services, INC.Broker
Legend Equities CorporationBroker
Investors Capital CORP.Broker
J.P. Turner & Company, L.L.C.Broker
First Allied Securities, INC.Broker
Cetera Advisor Networks LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Banc of America Capital Management, LLC
Columbia Management Distributors, INC.Broker
Citigroup Global Markets INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.