AC
CFP
AC
CFP

Aaron James Cade

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
248 advisors
Number of Clients
22,917 clients
Average Client Portfolio
$330K average
Assets Under Management
$7.6B

Fee Structure

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Location

117 W Court St, Suite A, Viroqua, WI, 54665

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is an independent insurance agent doing business as Cade Financial Services, including equity indexed annuities. He also owns rental properties under Cade Properties and serves as a director and board member for Vernon Memorial Healthcare Foundation.

Employment History
Current Registrations
Harbour Investments, INC.
August 2011 - Present · 14 yrs 6 mos
Harbour Investments, INC.Broker
August 2011 - Present · 14 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - July 2011 · 2 yrs 6 mos
Raymond James Financial Services
July 2005 - January 2009 · 3 yrs 6 mos
Raymond James Financial Services, INC.Broker
March 2004 - July 2011 · 7 yrs 4 mos
Linsco/private Ledger CORP.Broker
February 2003 - February 2004 · 1 yr
Intersecurities, INC.Broker
October 1998 - January 2003 · 4 yrs 3 mos
State Registrations16 states
AZCAFLGAIAILMIMNMTNHPASDTXUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.