MG
MG

Mary Giaimo

23 Years of Experience
Florham Park, NJ
Broker

Mary Giaimo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Florham Park, NJ, with 23 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

200 Campus Dr Ste 150, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary participates in a panel at Seton Hall University for a senior assessment project, judging students' performance and presentation skills. This activity requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2020 - Present · 5 yrs 10 mos
Ameriprise Financial Services, LLC
July 2020 - Present · 5 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2003 - July 2020 · 16 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - July 2020 · 17 yrs
Prudential Securities IncorporatedBroker
March 2003 - July 2003 · 4 mos
State Registrations20 states
ARAZCACTDCDEFLGAMAMDMINCNJNVNYPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mary Giaimo - Financial Advisor | TrueAdvisor