MR
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Michael John Rowe

23 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
20 advisors
Number of Clients
10,402 clients
Average Client Portfolio
$660K average
Assets Under Management
$6.9B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

Canton, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Lights Distributors, LLC
October 2023 - Present · 2 yrs 4 mos
Northern Lights Distributors, LLCBroker
October 2023 - Present · 2 yrs 4 mos
Howard Capital Management, INC.
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
Absolute Capital Management, LLC
July 2014 - April 2017 · 2 yrs 9 mos
Caprin Asset Management, LLC
December 2012 - August 2013 · 8 mos
Kbr Capital Markets, LLCBroker
September 2011 - January 2012 · 4 mos
Ari Financial Services, INC.Broker
May 2011 - September 2011 · 4 mos
Quasar Distributors, LLCBroker
June 2010 - August 2010 · 2 mos
Guardian Investor Services LLCBroker
July 2005 - October 2009 · 4 yrs 3 mos
Enterprise Fund Distributors, INC.Broker
October 1998 - July 2005 · 6 yrs 9 mos
State Registrations1 state
GA
Advisor
Exams
No exam information available for this advisor.
Michael John Rowe - Financial Advisor | TrueAdvisor