Joshua Daly is a registered investment advisor at Morgan Stanley, based in Colchester, VT, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
105 West View Road, 5th Floor, Colchester, VT, 05446
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2024 - Present · 2 yrs 4 mos
Morgan StanleyBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Pacer Financial, INC.Broker
January 2010 - April 2010 · 3 mos
Planco Financial Services, LLCBroker
October 2007 - September 2009 · 1 yr 11 mos
Fifth Third Securities, INC.Broker
June 2005 - April 2007 · 1 yr 10 mos
Bisys Fund Services Limited PartnershipBroker
February 2003 - June 2003 · 4 mos
Fidelity Investments Institutional Services Company, INC.Broker
February 2002 - December 2002 · 10 mos
Fidelity Investments Institutional Services Company, INC.Broker
August 1999 - September 2001 · 2 yrs 1 mo
State Registrations50 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.