Carol Strehlow is a registered investment advisor, based in Waukesha, WI, with 10 years of industry experience.
Location
734 Clinton Street, Waukesha, WI, 53186
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carol is a minority owner/shareholder in Retirement Plan Solutions, Inc., a DBA for IFP Securities, providing wealth management services, and spends full-time hours there. She also works full-time at Independent Financial Partners and Retirement Plan Solutions, and spends minimal time as a notary.
Employment History
Current Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.