BS
BS

Ben Straley

24 Years of Experience
Greenwood Village, CO
Broker

Ben Straley is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 24 years of industry experience. Ben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Advisory Group, LLC
December 2017 - Present · 8 yrs 5 mos
Empower Financial Services, INC.
December 2017 - Present · 8 yrs 5 mos
Empower Financial Services, INC.Broker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
December 2015 - November 2017 · 1 yr 11 mos
Raymond James Financial Services, INC.Broker
September 2015 - November 2017 · 2 yrs 2 mos
Wells Fargo Advisors, LLC
January 2013 - June 2013 · 5 mos
Wells Fargo Advisors, LLCBroker
January 2013 - June 2013 · 5 mos
H.D. Vest Advisory Services, INC
June 2012 - December 2012 · 6 mos
H.D. Vest Investment ServicesBroker
June 2012 - December 2012 · 6 mos
First National Capital Markets, INC.
June 2011 - May 2012 · 11 mos
First National Capital MarketsBroker
June 2010 - May 2012 · 1 yr 11 mos
Primevest Financial Services, INC.Broker
May 2000 - June 2010 · 10 yrs 1 mo
Bisys Brokerage Services, INC.Broker
August 1999 - May 2000 · 9 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.