William Romans
William Romans is a registered investment advisor at Formidable Asset Management, LLC, based in Vero Beach, FL, with 27 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 900 clients with $900M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual management fees range from 0.50% to 2.00% depending on the level of complexity involved. Fees are negotiable and billed quarterly in advance.
Fee Estimator
Location
601 21st Street, Suite 300, Vero Beach, FL, 32960
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2010Customer Dispute
April 2010Customer Dispute
April 2009Customer Dispute
November 2001Other Business Activities
William is a board member for the Vero Beach High School Baseball Booster, attending monthly meetings and supporting the team. This unpaid role requires minimal time.
Employment History
Current Registrations
Formidable Asset Management, LLC
Previous Registrations
Brm Investment Management LLC
Wedbush Securities INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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