EB
EB

Erin Brooks

25 Years of Experience
Pasadena, CA
Broker

Erin Brooks is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Erin is an officer of T & G Brooks LLC, a property management company, since September 2022. This takes about 10-20% of Erin's time after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 2005 - April 2007 · 1 yr 9 mos
Morgan Stanley
July 2005 - April 2007 · 1 yr 9 mos
Banc of America Investment Services, INC.
October 2004 - December 2004 · 2 mos
Banc of America Investment Services, INC.Broker
October 2004 - December 2004 · 2 mos
Quick & Reilly, INC.
August 2002 - October 2004 · 2 yrs 2 mos
Quick & Reilly, INC.Broker
August 2000 - October 2004 · 4 yrs 2 mos
State Registrations46 states
AKARAZCACOCTDCDEFLGAHIIDILINKSKYMAMDMEMIMNMOMSMTNCNENJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.