PJ
PJ
Pamela James
27 Years of Experience
Victoria, TX
1 DisclosureBroker
Pamela James is a registered investment advisor at Wells Fargo Advisors, based in Victoria, TX, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
405 Buena Vista Ave, Victoria, TX, 77901
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Regulatory History (1)
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Judgment / Lien
December 2018Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2023 · 12 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2011 - June 2023 · 12 yrs 5 mos
Wells Fargo Investments, LLC
March 2002 - January 2011 · 8 yrs 10 mos
Wells Fargo Investments, LLCBroker
March 2002 - January 2011 · 8 yrs 10 mos
Marquette Financial Group, INC.Broker
December 1998 - July 2002 · 3 yrs 7 mos
State Registrations21 states
ARCACOCTDEFLILINKSLAMNNCNVNYOKSCTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.