James Peters
James Peters is a CFP-designated registered investment advisor at Palogic Value Management, L.P., based in Dallas, TX, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 60 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Palogic Value Management manages investments through a wrap fee program. The fee for this program is a percentage of the value of your investments and includes both advisory services and the execution of trades. This fee is negotiable and charged quarterly in advance. If you end the agreement mid-quarter, you'll receive a refund for the unused portion of the fee. Your portfolio may be invested in third-party money market funds, mutual funds, or exchange-traded funds, which have their own separate fees.
Location
8333 Douglas Avenue, Suite 775, Dallas, TX, 75225
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent for Blue Cross Blue Shield of Texas since 2000, dedicating minimal time to this activity. He is also the owner of James R Peters CPA since 1987, spending a few hours per week, and a member of RJ9 Holdings, LLC, a family investment partnership, dedicating minimal time.
Employment History
Current Registrations
Palogic Value Management, L.P.
Previous Registrations
Peters Wealth Management, LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.
AXA Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.