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Joseph Leighton

Edward Jones
27 Years of Experience
Lancaster, OH
1 DisclosureBroker
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Joseph Leighton is a registered investment advisor at Edward Jones, based in Lancaster, OH, with 27 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24078 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2273 West Fair Avenue, Lancaster, OH, 43130

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph serves as a pastor at Salem Chapel Church of the United Brethren in Christ since 2003. He dedicates a few hours per week to preaching, teaching, administration, and pastoral care.

Employment History
Current Registrations
Edward JonesBroker
February 2018 - Present · 8 yrs 8 mos
Edward Jones
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
April 2009 - February 2018 · 8 yrs 10 mos
Ameriprise Financial Services, INC.
April 2009 - February 2018 · 8 yrs 10 mos
Aig Retirement Advisors, INC.
September 2007 - April 2009 · 1 yr 7 mos
VALIC Financial Advisors, INC.Broker
September 2007 - April 2009 · 1 yr 7 mos
Ameriprise Financial Services, INC.
July 2004 - September 2007 · 3 yrs 2 mos
Ameriprise Financial Services, INC.Broker
July 2004 - September 2007 · 3 yrs 2 mos
Ids Life Insurance CompanyBroker
July 2004 - July 2006 · 2 yrs
Banc One Securities CorporationBroker
October 2003 - April 2004 · 6 mos
One Group Dealer Services, INC.Broker
January 2001 - October 2003 · 2 yrs 9 mos
One Group Services Company (the)Broker
August 1999 - December 2000 · 1 yr 4 mos
New England SecuritiesBroker
November 1998 - September 1999 · 10 mos
State Registrations7 states
FLMINCOHPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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