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Alan E Feldman
Jefferies Investment Advisers LLC
24 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
High Net Worth
Jefferies Investment Advisers LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
103 advisors
Number of Clients
2,081 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$3.4B
Fee Structure
Minimum Investment:
$250K
Financial Planning:
Investment management only
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Location
520 Madison Avenue, New York, NY, 10022
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Employment Separation After Allegations
September 2019
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How to Read Disclosures
Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 2 yrs 9 mos
Jefferies LLC
Broker
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Leucadia Asset Management LLC
August 2021 - August 2023 · 2 yrs
J.P. Morgan Securities LLC
Broker
October 2001 - September 2019 · 17 yrs 11 mos
State Registrations
1 state
NY
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Alan E Feldman - Financial Advisor | TrueAdvisor