Stuart Wallace is a registered investment advisor at Usi Securities, INC., based in Glastonbury, CT, with 25 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 139 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
USI Securities does not directly manage investments for individuals. They provide recommendations to institutional clients who then select an outside advisor to manage their retirement plans. USI Securities does not formulate or directly provide investment advice on individual securities.
Location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Advisors
Usi Securities, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
CUNA Brokerage Services, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Behringer Securities LPBroker
Cambridge Investment Research, INC.Broker
Woodbury Financial Services, INC.Broker
Jackson National Life Distributors LLCBroker
Nationwide Investment Services CorporationBroker
Sun Life Financial Distributors, INC.Broker
Directed Services, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services LLCBroker
H.D. Vest Investment ServicesBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.