Rebecca Worlds is a registered investment advisor, based in Charlotte, NC, with 25 years of industry experience.
Location
6805 Carnegie Blvd Ste 380, Charlotte, NC, 28211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rebecca works as a client service associate for Cygnus Asset Management. This takes about 10-20% of her time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2024 - Present · 2 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Morgan Stanley
April 2022 - December 2023 · 1 yr 8 mos
Morgan StanleyBroker
August 2016 - December 2023 · 7 yrs 4 mos
Wells Fargo Advisors, LLCBroker
February 2015 - August 2016 · 1 yr 6 mos
Morgan StanleyBroker
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
Legg Mason Wood Walker, IncorporatedBroker
January 2005 - November 2005 · 10 mos
Morgan Keegan & Company, INC.Broker
August 2003 - January 2005 · 1 yr 5 mos
Wachovia Securities, LLCBroker
March 2000 - September 2003 · 3 yrs 6 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.