Clifford Thomas is a CFP-designated registered investment advisor, based in Sammamish, WA, with 27 years of industry experience.
Location
2805 238th Avenue Se, Sammamish, WA, 98075
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Clifford is the President of Clifford R. Thomas & Assoc Inc P.S., focusing on tax preparation and accounting, dedicating about half his time. He also owns CRT Financial Services for marketing/sales related to Avantax Services, dedicating nearly full-time hours, and is a member of Roland Kaye Properties LLC, managing rental property.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.