RD
RD
Rocco Difranco
27 Years of Experience
Naperville, IL
1 DisclosureBroker
Rocco Difranco is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Naperville, IL, with 27 years of industry experience. Rocco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1230 S Naper Blvd, Naperville, IL, 60540
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2011Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
June 2019 - February 2026 · 6 yrs 8 mos
U.S. Bancorp Investments, INC.
June 2019 - February 2026 · 6 yrs 8 mos
J.P. Morgan Securities LLC
October 2012 - May 2019 · 6 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2019 · 6 yrs 7 mos
Chase Investment Services CORP.
July 2007 - October 2012 · 5 yrs 3 mos
Chase Investment Services CORP.Broker
January 2007 - October 2012 · 5 yrs 9 mos
Gunnallen Financial, INCBroker
December 2003 - January 2007 · 3 yrs 1 mo
The (wilson) Williams Financial GroupBroker
August 2002 - December 2003 · 1 yr 4 mos
Schneider Securities, INC.Broker
January 2002 - August 2002 · 7 mos
Ladenburg Capital Management INC.Broker
February 1999 - February 2002 · 3 yrs
State Registrations10 states
COFLILMAMSOHSCTNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.