Esperanza Ponce is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2025 - Present · 5 mos
Morgan StanleyBroker
October 2025 - Present · 7 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
September 2007 - February 2015 · 7 yrs 5 mos
Wachovia Securities, LLC
June 2005 - August 2007 · 2 yrs 2 mos
Wachovia Securities, LLCBroker
June 2005 - August 2007 · 2 yrs 2 mos
Wachovia Securities, LLC
July 2001 - May 2004 · 2 yrs 10 mos
Wachovia Securities, LLCBroker
July 2001 - May 2004 · 2 yrs 10 mos
First Union Securities, INC.Broker
October 2000 - March 2001 · 5 mos
First Union Brokerage Services, INC.Broker
December 1998 - October 2000 · 1 yr 10 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.