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Aaron Joseph Massey
Wells Fargo Advisors
27 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Wells Fargo Advisors
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
14263 advisors
Number of Clients
1,327,695 clients
Average Client Portfolio
$456K average
Assets Under Management
$606.0B
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Location
299 S Main St 7th Fl, [Mk/Me-Rbo], Salt Lake City, UT, 84111
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Customer Dispute
May 2002
Denied
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How to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 1 mo
Wells Fargo Clearing Services, LLC
Broker
January 2011 - Present · 15 yrs 1 mo
Previous Registrations
Wells Fargo Investments, LLC
July 2002 - January 2011 · 8 yrs 6 mos
Wells Fargo Investments, LLC
Broker
March 2002 - January 2011 · 8 yrs 10 mos
Morgan Stanley Dw INC.
Broker
December 1998 - March 2002 · 3 yrs 3 mos
State Registrations
12 states
AZ
CA
CO
ID
MT
NE
NV
OK
OR
TX
UT
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.