Cynthia Rivas
Cynthia Rivas is a registered investment advisor at LPL Financial LLC, based in El Paso, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1000 Glenwood Pl, El Paso, TX, 79903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cynthia operates her LPL business under Graham Capital Strategies LLC and Pivot Wealth Management, LLC. She also engages in non-variable insurance activities, including life, disability income (DI), long-term care (LTC), and group benefits, dedicating minimal time to VIBE and a significant amount of time (over full-time) to Pivot Wealth Management, LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations9 states
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