William Gabrielsen
William Gabrielsen is a registered investment advisor at Compass Financial Management LLC, based in Biddeford, ME, with 24 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,350 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Location
Biddeford, ME
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William sells annuities, long-term care, and other insurance products outside of the RIA, working with Producers Prospect and ECA Marketing. He also has a marketing relationship with EPT for the Deferred Sales Trust, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Dst Wealth Management LLC
LPL Financial LLC
LPL Financial LLCBroker
Key Investment Services LLC
Key Investment Services LLCBroker
Allianz Life Financial Services, LLCBroker
Sc Distributors, LLCBroker
Realty Capital Securities, LLCBroker
Mcg Securities LLCBroker
Orchard Securities, LLCBroker
Tnp Securities, LLCBroker
Select Capital CorporationBroker
Managed Account Services, LLCBroker
Lincoln Financial Distributors, INC.Broker
AXA Distributors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.