Carol Wikle is a CFP-designated registered investment advisor at Mirador Capital Partners, based in Pleasanton, CA, with 26 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 641 clients with $900M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mirador Capital Partners charges a percentage of your portfolio for comprehensive portfolio management, not to exceed 2.00% annually. The exact fee is negotiable and detailed in your advisory agreement. Fees are billed quarterly in advance. Performance-based fees may be charged to certain qualified clients, up to 25% of net profits exceeding a 6% annualized return.
Location
6700 Koll Parkway, Suite 230, Pleasanton, CA, 94566
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carol holds a convertible promissory note in Resort Equities, a fractional real estate business. She spends minimal time on this activity.
Employment History
Current Registrations
Mirador Capital Partners
Previous Registrations
Sanctuary Wealth Advisors LLC
Morgan Stanley
Morgan Stanley & CO. Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.