DB
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Douglas Badstein

24 Years of Experience
New York, NY
Broker

Douglas Badstein is a registered investment advisor at Morgan Stanley, based in New York, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas serves as a trustee or co-trustee for two trusts since 2003 and 2022, respectively. These activities are investment-related and require minimal time.

Employment History
Current Registrations
Morgan Stanley
April 2022 - Present · 4 yrs 1 mo
Morgan StanleyBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2016 - April 2022 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2016 - April 2022 · 5 yrs 5 mos
Morgan Stanley
June 2009 - November 2016 · 7 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2016 · 7 yrs 5 mos
Citigroup Global Markets INC.
January 2007 - June 2009 · 2 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2007 - June 2009 · 2 yrs 5 mos
Krasney Financial, LLC
November 2006 - February 2007 · 3 mos
TD Ameritrade, INC.
July 2004 - November 2006 · 2 yrs 4 mos
TD Ameritrade, INC.Broker
April 2004 - November 2006 · 2 yrs 7 mos
National Investor Services CORP.Broker
August 2001 - April 2004 · 2 yrs 8 mos
TD Waterhouse Investor Services, INC.Broker
June 2001 - August 2001 · 2 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Badstein - Financial Advisor | TrueAdvisor