BS
BS

Brooke Sanchez

26 Years of Experience
New York, NY
Broker

Brooke Sanchez is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

320 Park Avenue, Fl 14, New York, NY, 10022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2017 - Present · 9 yrs 1 mo
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
October 2015 - September 2016 · 11 mos
Barclays Capital INC.
February 2012 - October 2015 · 3 yrs 8 mos
Barclays Capital INC.Broker
February 2012 - October 2015 · 3 yrs 8 mos
Deutsche Bank Securities INC.
July 2008 - March 2012 · 3 yrs 8 mos
Deutsche Bank Securities INC.Broker
January 2001 - March 2012 · 11 yrs 2 mos
Db Alex. Brown LLCBroker
September 2000 - January 2001 · 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1999 - September 2000 · 1 yr 2 mos
State Registrations37 states
ALAZCACOCTDCDEFLGAIDILINKSLAMAMDMEMIMOMSNCNHNJNVNYOHPAPRSCTNTXUTVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.