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Thomas Mclaurin
27 Years of Experience
Woodinville, WA
1 DisclosureBrokerSells Insurance
Thomas Mclaurin is a registered investment advisor, based in Woodinville, WA, with 27 years of industry experience.
Location
18915 142nd Ave. NE, Ste. 120, Woodinville, WA, 98072
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Regulatory History (1)
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Customer Dispute
January 2015Settled
Other Business ActivitiesSells Insurance
Thomas owns rental property and spends minimal time on it. He is also an independent insurance agent for various companies, dedicating a few hours per week, and an advisory representative of a Registered Investment Advisor, spending about half his time on this.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2021 - Present · 4 yrs 6 mos
Cambridge Investment Research Advisors, INC.
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Advisors LLCBroker
February 2012 - November 2021 · 9 yrs 9 mos
Cetera Advisors LLC
February 2012 - November 2021 · 9 yrs 9 mos
Pacific West Financial Consultants INC
March 2007 - February 2012 · 4 yrs 11 mos
Pacific West Financial Consultant INC
May 2004 - March 2005 · 10 mos
Pacific West Securities, INC.Broker
December 2001 - February 2012 · 10 yrs 2 mos
Kms Financial Services, INC.Broker
November 1998 - December 2001 · 3 yrs 1 mo
State Registrations6 states
COFLIDNCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.