David Allen
David Allen is a registered investment advisor at J.P. Morgan Securities LLC, based in Cincinnati, OH, with 25 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
8044 Montgomery Rd, Floor 02, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2026Other Business Activities
David is a Plan Commissioner for the City of Rocky River since 2019. This non-investment related activity requires minimal time, with meetings less than 4 hours per month.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Etc Brokerage Services, LLCBroker
Goldman Sachs & CO. LLCBroker
Mcdonald Investments INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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