Justin Goldman
Justin Goldman is a registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
140 Metro Park Ste 5, Rochester, NY, 14623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Justin is an agent for KAFL Insurance Resources, selling non-variable insurance, dedicating minimal time. He also operates Harving Financial, LLC as a DBA for his LPL business, spending about a quarter of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morningstar Investment Services LLC
Morningstar Investment Services LLCBroker
Sei Investments Distribution CO.Broker
Sei Investments Management CORP
Manning & Napier Advisors, LLC
Manning & Napier Advisors INC
Manning & Napier Advisory Advantage Company, LLC
Manning & Napier Investor Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.