MH
MH

Marc Humann

27 Years of Experience
Rockingham, NC
Broker

Marc Humann is a registered investment advisor, based in Rockingham, NC, with 27 years of industry experience.

Location

116 S Lee St, Fl 1, Rockingham, NC, 28379

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Marc is a commissioner for the Rockingham Housing Authority since 2013, dedicating minimal time. He also owns a condo in North Myrtle Beach since 2015 and rents it out, also dedicating minimal time.

Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
April 2002 - January 2018 · 15 yrs 9 mos
Bb&t Investment Services, INC.Broker
June 2001 - January 2018 · 16 yrs 7 mos
Edward JonesBroker
October 1999 - June 2001 · 1 yr 8 mos
Olde Discount CorporationBroker
December 1998 - September 1999 · 9 mos
State Registrations20 states
AKALAZCACTFLGAIAINKYMDMONCNYOHPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marc Humann - Financial Advisor | TrueAdvisor