KS
KS

Kathryn Simmons

23 Years of Experience
Long Beach, CA
Broker

Kathryn Simmons is a registered investment advisor at Morgan Stanley, based in Long Beach, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3840 Kilroy Airport Way, Suite 400, Long Beach, CA, 90806

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kathryn works for OCC Installations Inc, a construction/engineering company, in an administrative role since 2019. She spends minimal time on this activity after business hours.

Employment History
Current Registrations
Morgan Stanley
April 2015 - Present · 11 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
June 2002 - June 2009 · 7 yrs
State Registrations53 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.