John Kugel is a registered investment advisor, based in Wayne, PA, with 21 years of industry experience.
Location
1200 Liberty Ridge Dr, Suite 110, Wayne, PA, 19406
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Investment Services, LLCBroker
March 2025 - Present · 1 yr 2 mos
Kestra Advisory Services, LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
LPL Financial LLC
March 2023 - March 2025 · 2 yrs
LPL Financial LLCBroker
June 2021 - March 2025 · 3 yrs 9 mos
First Financial Equity CorporationBroker
February 2020 - April 2020 · 2 mos
Archer Distributors, LLCBroker
November 2017 - February 2019 · 1 yr 3 mos
Quasar Distributors, LLCBroker
July 2007 - July 2017 · 10 yrs
Tower Square Securities, INC.Broker
April 2006 - June 2007 · 1 yr 2 mos
Metropolitan Life Insurance CompanyBroker
April 2006 - June 2007 · 1 yr 2 mos
Metlife Securities INC.Broker
April 2006 - June 2007 · 1 yr 2 mos
New England SecuritiesBroker
April 2006 - June 2007 · 1 yr 2 mos
Walnut Street Securities, INC.Broker
April 2006 - June 2007 · 1 yr 2 mos
American Skandia Marketing, INC.Broker
June 2003 - May 2004 · 11 mos
Pruco Securities CorporationBroker
December 2002 - June 2003 · 6 mos
Prudential Investment Management Services LLCBroker
February 2002 - December 2002 · 10 mos
Prudential Investment Management Services LLCBroker
April 1999 - December 2000 · 1 yr 8 mos
State Registrations5 states
DEINMDNJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.