Michael Caprai
Michael Caprai is a registered investment advisor at LPL Financial LLC, based in Salem, OR, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
295 Patterson St Nw, Salem, OR, 97304
Get directionsHistory
Regulatory History (2)
Regulatory
September 2013Customer Dispute
April 2001Other Business ActivitiesSells Insurance
Michael operates Green Leaf Financial Consulting, LLC as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an officer at Green Leaf Mortgage Inc. and is involved with American Partners Insurance marketing Inc., spending minimal time on non-variable insurance activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.