Michael Caprai
Michael Caprai is a registered investment advisor at LPL Financial LLC, based in Salem, OR, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
295 Patterson St Nw, Salem, OR, 97304
Get directionsHistory
Regulatory History (2)
Regulatory
September 2013Customer Dispute
April 2001Other Business ActivitiesSells Insurance
Michael operates Green Leaf Financial Consulting, LLC as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an officer at Green Leaf Mortgage Inc. and is involved with American Partners Insurance marketing Inc., spending minimal time on non-variable insurance activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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