Stephen Coggins is a registered investment advisor at Captrust, based in Wilmington, NC, with 27 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
5535 Currituck Drive, Suite 110, Wilmington, NC, 28403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is a member of Irongate Development, LLC (since 2006) and Irongate Holdings, LLC (since 2005), spending a few hours per week on these investment-related real estate activities. He is also the president and partner of SHAC Holdings, Inc. and serves on the board of directors for Eden Village of Wilmington, a non-profit supporting the homeless, dedicating minimal time to each.
Employment History
Current Registrations
Captrust
Previous Registrations
Capfinancial Securities, LLC.Broker
Hightower Securities, LLCBroker
Hightower Advisors, LLC
Irongate Investment Management, LLC
Capital Investment Group, INC.Broker
Irongate Partners, INC.
Triad Advisors, INC.Broker
MML Investors Services, INC.Broker
Wachovia Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.