Cory Thompson
Cory Thompson is a registered investment advisor at Regal Investment Advisors LLC, based in Jenks, OK, with 27 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,859 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LionShare charges an investment management fee that typically ranges from 0.30% to 1.00% per year, depending on the value of your account and the strategies used by your financial advisor. This fee is deducted directly from your account quarterly, in advance. The total advisory fee you pay includes LionShare's fee plus the fees charged by your financial advisor. Fees and payment arrangements are negotiable and vary on a case-by-case basis when LionShare is used by a primary financial advisor.
Location
100 S. Riverfront Dr, Suite409, Jenks, OK, 74037
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cory owns Cory Thompson & Associates, providing financial services. He is also appointed with various life, accident, and health insurance companies and sells equity indexed annuities, dedicating full-time hours to these activities.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
Regal Investment Advisors LLC
Previous Registrations
First Independent Advisory Services, INC.
First Independent Financial Services, INC.Broker
Primevest Financial Services, INC.Broker
Primevest Financial Services, INC.
Arvest Asset Management
Arvest Asset ManagementBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.