DK
DK
David Kaluza is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
400 1st St S Ste 300, St Cloud, MN, 56301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLC
January 2005 - Present · 21 yrs 4 mos
Cetera Investment Services LLCBroker
January 2005 - Present · 21 yrs 4 mos
Previous Registrations
Summit Brokerage Services, INC.Broker
May 2016 - December 2019 · 3 yrs 7 mos
Cetera Advisors LLCBroker
January 2016 - July 2021 · 5 yrs 6 mos
Cetera Financial Specialists LLCBroker
January 2016 - July 2021 · 5 yrs 6 mos
First Allied Securities, INC.Broker
January 2016 - July 2021 · 5 yrs 6 mos
Cetera Investment Services LLC
January 2014 - January 2014 · 0 mos
Cetera Advisor Networks LLCBroker
October 2012 - July 2021 · 8 yrs 9 mos
Guaranty Brokerage Services, INC.Broker
January 2005 - June 2007 · 2 yrs 5 mos
Bancnorth Investment Group, INC.Broker
January 2005 - December 2006 · 1 yr 11 mos
AXA Distributors, LLCBroker
December 2004 - January 2005 · 1 mo
Guaranty Brokerage Services, INC.Broker
August 2002 - December 2004 · 2 yrs 4 mos
Bancwest Investment Services, INC.Broker
August 2002 - November 2003 · 1 yr 3 mos
Primevest Financial Services, INC.Broker
July 2001 - December 2004 · 3 yrs 5 mos
Wells Fargo Brokerage Services, L.L.C.Broker
April 2001 - August 2001 · 4 mos
Wells Fargo Investments, LLCBroker
January 2001 - August 2001 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1998 - January 2001 · 2 yrs 1 mo
State Registrations50 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.