Travis Shirley
Travis Shirley is a registered investment advisor at J.P. Morgan Securities LLC, based in Newport Beach, CA, with 25 years of industry experience. Travis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
660 Newport Center Drive, Suite 750, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2023Other Business Activities
Travis is an employee of both JPMorgan Securities and JPMorgan Bank since 2018. As an employee of JPMorgan Bank, he offers bank products and services, including deposit and credit products.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Oppenheimer & CO. INC.Broker
Broadpoint Capital, INC.Broker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
Chase Securities INC.Broker
Hambrecht & Quist LLCBroker
Interfirst Capital CorporationBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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