James Harting is a registered investment advisor, based in Coldwater, OH, with 26 years of industry experience.
Location
815 West Main Street, Coldwater, OH, 45828
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including rental real estate, financial services, accounting/tax preparation, and insurance sales. He dedicates a full-time effort to his CPA work and about half his time to Moorman Harting Financial Services, while spending a few hours per week on insurance sales and equity index annuity sales.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations16 states
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