Dawn Baker is a registered investment advisor, based in Charlotte, NC, with 27 years of industry experience.
Location
10955 Winds Crossing Drive, Suite 100, Charlotte, NC, 28273
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dawn owns a securities DBA, Baker Wealth Management, and dedicates full-time hours to it. She is also an independent insurance agent selling life, disability, and LTC products, spending a few hours per week on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
J.P. Turner & Company, L.L.C.Broker
State Registrations45 states
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