Joseph Turfa is a registered investment advisor at LPL Financial LLC, based in Sonoma, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Sonoma, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph operates Redwood Wealth Management as a DBA for his LPL business. He also owns two rental real estate properties, dedicating a few hours per week to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mid Atlantic Financial Management, INC.
Mid Atlantic Capital CorporationBroker
Mony Securities CorporationBroker
State Registrations14 states
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