Gregory Moore is a registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5202 Indiana Avenue, Lubbock, TX, 79413-4216
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gregory works as a CPA/bookkeeper/tax preparer for Mason Warner & Co, PC, dedicating most of his time to this role. He also manages real estate rentals through Mason Warner Building Partnership, spends minimal time as a tax professional via POA, and operates MWC Financial Services as a DBA for his LPL business, dedicating full-time hours to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Level Four Advisory Services
Lincoln Financial Securities CorporationBroker
Securities America, INC.Broker
Mwc Advisors, Lc
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
1st Global Capital CORP.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.