BW
BW
Brian Wubbe is a registered investment advisor at Assetmark, INC., based in Warrington, PA, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 410,747 clients with $77B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
197 advisors
IM Fee
Planning only
Assets Under Management
$77.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
Warrington, PA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2010Final Disposition
Employment History
Current Registrations
Assetmark, INC.
June 2025 - Present · 1 yr 1 mo
Assetmark Brokerage, LLC
June 2025 - Present · 1 yr 1 mo
Assetmark Brokerage, LLCBroker
June 2025 - Present · 1 yr 1 mo
Previous Registrations
Sei Investments Management CORP
April 2023 - June 2025 · 2 yrs 2 mos
Sei Investments Distribution CO.Broker
April 2023 - June 2025 · 2 yrs 2 mos
Orion Portfolio Solutions, LLC
January 2022 - September 2022 · 8 mos
Brinker Capital Investments, LLC.
October 2020 - December 2021 · 1 yr 2 mos
Brinker Capital INC
January 2019 - October 2020 · 1 yr 9 mos
Brinker Capital Securities, LLCBroker
January 2019 - September 2022 · 3 yrs 8 mos
Toews Corporation
June 2014 - November 2018 · 4 yrs 5 mos
Northern Lights Distributors, LLCBroker
October 2013 - October 2018 · 5 yrs
Financial Telesis, INC.
March 2012 - September 2013 · 1 yr 6 mos
Financial Telesis INCBroker
March 2012 - September 2013 · 1 yr 6 mos
Rafferty Capital Markets, LLCBroker
October 2011 - April 2012 · 6 mos
Delaware Capital Management Advisers, INC
January 2010 - October 2010 · 9 mos
Delaware Distributors, L.P.Broker
January 2010 - October 2010 · 9 mos
Lincoln Financial Distributors, INC.
March 2007 - December 2009 · 2 yrs 9 mos
Lincoln Financial Distributors, INC.Broker
December 2006 - December 2009 · 3 yrs
Metlife Securities INC.Broker
March 2006 - June 2006 · 3 mos
Metropolitan Life Insurance CompanyBroker
March 2006 - June 2006 · 3 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.