Scott Kaplan is a CFP-designated registered investment advisor at Kaplan Wealth Management, INC., based in Reston, VA, with 27 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 214 clients with $83M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.25% |
| $750K - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.50% |
Fees above $5,000,000 are negotiable.
Fee Estimator
Location
12110 Sunset Hills Road, Suite 600, Reston, VA, 20190
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott works as a Registered Investment Advisor at Kaplan Wealth Management, dedicating nearly full-time hours. He also uses Kaplan Wealth Management as a DBA for his LPL business, spending nearly full-time hours on this activity as well.
Employment History
Current Registrations
Kaplan Wealth Management, INC.
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations34 states
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