AB
CFA
AB
CFA

Arthur Brachowski

19 Years of Experience
Warren, NJ

Arthur Brachowski is a CFA-designated registered investment advisor at Captrust, based in Warren, NJ, with 19 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 41,750 clients with $1200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
948 advisors
Number of Clients
41,750 clients
Average Client Portfolio
$29.6M average
Assets Under Management
$1236.7B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.85%
$5M+0.70%

Fees are negotiable and may be higher, lower, or waived based on account size, investment approach, complexity, and relationship duration. Assets above $10M are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

15 Independence Boulevard, Suite 410, Warren, NJ, 07059

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Captrust
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2023 - September 2024 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2022 - September 2024 · 1 yr 10 mos
Captrust
March 2022 - September 2022 · 6 mos
Northern Lights Distributors, LLCBroker
November 2014 - April 2015 · 5 mos
Wellesley Investment Advisors, INC.
October 2014 - April 2015 · 6 mos
Resource Securities, INC.Broker
June 2014 - October 2014 · 4 mos
Rafferty Capital Markets, LLCBroker
April 2012 - June 2014 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2005 - March 2012 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2004 - March 2012 · 7 yrs 3 mos
Assent LLCBroker
July 2003 - August 2003 · 1 mo
Trillium Trading LLCBroker
June 2003 - April 2004 · 10 mos
Heartland Securities CORP.Broker
January 1999 - June 2003 · 4 yrs 5 mos
State Registrations1 state
NJ
Advisor

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Exams
No exam information available for this advisor.
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