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CFP
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CFP

David Carl

Geneos Wealth Management, INC.
27 Years of Experience
Addison, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Carl is a CFP-designated registered investment advisor at Geneos Wealth Management, INC., based in Addison, TX, with 27 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.

Geneos Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
228 advisors
Number of Clients
21,668 clients
Average Client Portfolio
$425K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

16775 Addison Rd, Suite 410, Addison, TX, 75001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David will operate under Pro Wealth PLLC and is an independent representative with various insurance carriers for fixed insurance products. This activity is investment-related.

Employment History
Current Registrations
Geneos Wealth Management, INC.Broker
June 2013 - Present · 13 yrs 4 mos
Geneos Wealth Management, INC.
June 2013 - Present · 13 yrs 4 mos
Previous Registrations
Hornor, Townsend & Kent, INC.Broker
August 2004 - July 2013 · 8 yrs 11 mos
Hornor, Townsend & Kent, INC.
August 2004 - July 2013 · 8 yrs 11 mos
New England Securities Corporation
July 2002 - August 2004 · 2 yrs 1 mo
New England SecuritiesBroker
November 1998 - August 2004 · 5 yrs 9 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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